Chris Yemma is Vice President, Wealth Compliance Manager. Chris has a broad background in compliance spanning over 20 years developing compliance programs for various RIA’s and investment firms. In this role, Chris supports the investment team and leads the Investment Compliance function of the department. Chris also provides compliance expertise and support for the entire Wealth Management group executing our compliance program, enhancing policies and procedures, monitoring trading activity, minimizing risk and facilitating internal and external audits. He also supports the Investment team as Chair of the Soft $ Committee.
Chris earned his B.S. in Business Administration with a concentration in Finance at the University of Massachusetts Lowell. Chris began his career at Investor’s Bank & Trust in Boston and has worked at various Investment Management firms throughout his career, including Putnam Investments, PanAgora Asset Management, BNY Mellon Private Wealth.